Full tape · 48 scopes
Every quote, printed.
Quote numbers are colored by desk. Jump to Desk P, Desk A, Desk T or Desk X.
Desk P — Principal Dealing (own account)
Q-01 → Q-09 · 9 SCOPES
Q-01Individuals investing in financial contracts on own accountPrincipal
Q-02Investment clubsClub
Q-03Mineral royalties or leases dealing (i.e., acting as a principal in dealing royalties or leases to investors)Royalty
Q-04Mortgage dealers, buying and sellingMortgage
Q-05Oil royalty dealing (i.e., acting as a principal in dealing royalties to investors)Royalty
Q-06Securities speculators for own accountPrincipal
Q-07Tax liens dealing (i.e., acting as a principal in dealing tax liens to investors)Lien
Q-08Venture capital companiesVenture
Q-09Viatical settlement companiesViatical
Desk A — Advisory & Management (client-paid fees)
Q-10 → Q-25 · 16 SCOPES
Q-10Certified financial planners, customized, fees paid by clientPlanning
Q-11Financial investment advice services, customized, fees paid by clientAdvice
Q-12Financial planning services, customized, fees paid by clientPlanning
Q-13Investment advice consulting services, customized, fees paid by clientAdvice
Q-14Investment advice counseling services, customized, fees paid by clientAdvice
Q-15Investment advisory services, customized, fees paid by clientAdvice
Q-16Investment managementMgmt
Q-17Managing investment fundsFunds
Q-18Managing mutual fundsMutual
Q-19Managing personal investment trustsTrusts
Q-20Managing trustsTrusts
Q-21Mutual fund managingMutual
Q-22Pension fund managingPension
Q-23Personal investments trusts, managingTrusts
Q-24Portfolio fund managingPortfolio
Q-25Private equity fund managingPriv. Eq.
Desk T — Trust & Custody (except real estate)
Q-26 → Q-33 · 8 SCOPES
Q-26Administrators of private estatesEstates
Q-27Bank trust officesTrust
Q-28Escrow agencies (except real estate)Escrow
Q-29Fiduciary agencies (except real estate)Fiduciary
Q-30Personal investments trust administrationAdmin
Q-31Securities custodiansCustody
Q-32Trust administration, personal investmentAdmin
Q-33Trust companies, nondepositoryNondep.
Desk X — Market Functions
Q-34 → Q-48 · 15 SCOPES
Q-34Business start-up fundraising using a crowdfunding platformCrowdfund
Q-35Clearinghouses, commodity exchange or securities exchangeClearing
Q-36Deposit brokersBroker
Q-37Exchange clearinghouses, commodities or securitiesClearing
Q-38Gas lease brokers' officesLease
Q-39Oil lease brokers' officesLease
Q-40Protective committees, security holdersProtective
Q-41Quotation services, securitiesQuote
Q-42Quotation services, stockQuote
Q-43Securities holders' protective servicesProtective
Q-44Securities transfer agenciesTransfer
Q-45Stock quotation servicesQuote
Q-46Stock transfer agenciesTransfer
Q-47Transfer agencies, securitiesTransfer
Q-48Virtual currency trading exchange clearinghousesVirtual
TAPE END · 48 SCOPES QUOTED · Q-01–Q-48 · BOOK BALANCED